PhenixFIN Corp. (PFX)
Nasdaq · CIK 1490349 · fiscal year ends in Sep
Closing price $43.70 on 29 Oct 2026; 52-week range $38.30 to $54.41.
Key figures
The last twelve months reported, with the latest price and balance sheet.
- Revenue, last twelve months
- $16.8M
- Revenue growth
- 5.5%
- Net income, last twelve months
- $4.7M
- Earnings per share
- $2.40
- Net margin
- 27.8%
- Return on equity
- 3.0%
- Market value
- $84.4M
- Price to earnings
- 18.2x
- Cash
- $2.2M
- Debt
- $146.7M
- Debt to equity
- 0.93
- Shares outstanding
- 1.9M
Financial statements
Revenue, profit and cash flow by fiscal year, each year linked to its annual report.
| Fiscal year | Year end | Revenue | Operating income | Net income | EPS | Free cash flow | Filing |
|---|---|---|---|---|---|---|---|
| FY2025 | 30 Sep 2025 | $16.6M | – | $4.2M | $2.06 | – | 10-K filed 12 Dec 2025 |
| FY2024 | 30 Sep 2024 | $14.3M | – | $18.6M | $9.13 | – | 10-K filed 17 Dec 2024 |
| FY2023 | 30 Sep 2023 | $12.1M | – | $26.9M | $12.87 | – | 10-K filed 17 Dec 2024 |
| FY2022 | 30 Sep 2022 | $9.2M | – | -$6.1M | -$2.63 | – | 10-K filed 17 Dec 2024 |
By quarter
| Quarter | Quarter end | Revenue | Net income | EPS |
|---|---|---|---|---|
| Q3 FY2026 | 30 Jun 2026 | $4.4M | $4.2M | $2.19 |
| Q2 FY2026 | 31 Mar 2026 | $4.1M | $1.1M | $0.57 |
| Q1 FY2026 | 31 Dec 2025 | $3.9M | -$4.8M | -$2.38 |
| Q4 FY2025 | 30 Sep 2025 | $4.4M | $4.1M | $2.02 |
| Q3 FY2025 | 30 Jun 2025 | $4.6M | -$1.5M | -$0.74 |
| Q2 FY2025 | 31 Mar 2025 | $3.8M | -$896.1K | -$0.44 |
| Q1 FY2025 | 31 Dec 2024 | $3.8M | $2.5M | $1.22 |
| Q4 FY2024 | 30 Sep 2024 | $3.7M | $6.1M | $3.03 |
Company events
The newest 8-K filings of 164 held.
| Filed | Form | Event | Items |
|---|---|---|---|
| 5 Aug 2026 | 8-K | Results | 2.02, 9.01 |
| 5 May 2026 | 8-K | Results | 2.02, 9.01 |
| 20 Mar 2026 | 8-K | Shareholder vote | 5.07 |
| 9 Feb 2026 | 8-K | Results | 2.02, 9.01 |
| 12 Dec 2025 | 8-K | Results | 2.02, 9.01 |
| 6 Aug 2025 | 8-K | Results | 2.02, 9.01 |
| 7 May 2025 | 8-K | Results | 2.02, 9.01 |
| 22 Apr 2025 | 8-K | Material agreement | 1.01 |
| 21 Mar 2025 | 8-K | Shareholder vote | 5.07 |
| 7 Feb 2025 | 8-K | Results | 2.02, 9.01 |
| 17 Dec 2024 | 8-K | Results | 2.02, 9.01 |
| 6 Aug 2024 | 8-K | Results | 2.02, 9.01 |
Every filing
The newest filings with the SEC of 616 held.
| Filed | Form | Period |
|---|---|---|
| 5 Aug 2026 | 10-Q | 30 Jun 2026 |
| 5 Aug 2026 | 8-K | 5 Aug 2026 |
| 2 Jul 2026 | 40-17G | – |
| 5 May 2026 | 10-Q | 31 Mar 2026 |
| 5 May 2026 | 8-K | 5 May 2026 |
| 20 Mar 2026 | 8-K | 20 Mar 2026 |
| 9 Feb 2026 | 10-Q | 31 Dec 2025 |
| 9 Feb 2026 | 8-K | 9 Feb 2026 |
| 28 Jan 2026 | DEF 14A | 20 Mar 2026 |
| 12 Dec 2025 | 10-K | 30 Sep 2025 |
| 12 Dec 2025 | 8-K | 12 Dec 2025 |
| 6 Aug 2025 | 10-Q | 30 Jun 2025 |
Insider trades
Form 4 trades by officers, directors and 10% owners, last 12 months.
| Traded | Insider | Type | Shares | Price | Value | Held after | Form 4 |
|---|---|---|---|---|---|---|---|
| 3 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 800 | $44.40 | $35.5K | 250,671 | 3 Jun 2026 |
| 3 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 3,183 | $45.49 | $144.8K | 253,854 | 3 Jun 2026 |
| 2 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 2,473 | $44.95 | $111.2K | 249,871 | 3 Jun 2026 |
| 1 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 1 | $41.20 | $41 | 245,199 | 3 Jun 2026 |
| 1 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 1,363 | $44.37 | $60.5K | 246,562 | 3 Jun 2026 |
| 1 Jun 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 836 | $44.99 | $37.6K | 247,398 | 3 Jun 2026 |
| 12 May 2026 | Lorber David A, CHAIRMAN AND CEO | Purchase | 42,065 | $39.95 | $1.7M | 245,198 | 14 May 2026 |
| 3 Mar 2026 | Amster Howard, Director | Purchase | 11,500 | $42.56 | $489.4K | 248,248 | 5 Mar 2026 |
| 24 Dec 2025 | Lorber David A, CHAIRMAN AND CEO | Purchase | 572 | $46.05 | $26.3K | 146,596 | 29 Dec 2025 |
| 23 Dec 2025 | Lorber David A, CHAIRMAN AND CEO | Purchase | 133 | $45.59 | $6.1K | 146,024 | 29 Dec 2025 |
| 23 Dec 2025 | Mcmillan Ellida, CHIEF FINANCIAL OFFICER | Purchase | 150 | $45.33 | $6.8K | 3,428 | 29 Dec 2025 |
| 22 Dec 2025 | Lorber David A, CHAIRMAN AND CEO | Purchase | 1,000 | $45.44 | $45.4K | 145,891 | 29 Dec 2025 |
Large holders
Schedule 13D and 13G filings by holders of more than 5% of the voting shares.
| Filed | Holder | Schedule | Stake | Shares |
|---|---|---|---|---|
| 15 May 2026 | 22NW Fund, LP | 13G amended | 2.2% | 43.1K |
| 14 May 2026 | David A. Lorber | 13D amended | 12.9% | 248.6K |
| 2 Apr 2026 | David A. Lorber | 13D amended | 10.3% | 206.5K |
Short interest
Shares sold short and not yet bought back, on each FINRA settlement date.
| Settlement | Shares short | Change | Days to cover |
|---|---|---|---|
| 15 Oct 2026 | 685 | +511.61% | 1 |
| 30 Sep 2026 | 112 | -60.28% | 1 |
| 15 Sep 2026 | 282 | -87.92% | 1 |
| 31 Aug 2026 | 2.3K | +18.05% | 1 |
| 14 Aug 2026 | 2.0K | +185.01% | 1 |
| 31 Jul 2026 | 694 | -44.79% | 1 |
| 15 Jul 2026 | 1.3K | -16.7% | 1 |
| 30 Jun 2026 | 1.5K | +3.29% | 3.95 |
Funds that hold it
From each fund's latest Form 13F.
17 funds held it at 30 Jun 2026: 1 added and 3 trimmed in the quarter. The largest:
| Fund | Shares | Value | Change in the quarter |
|---|---|---|---|
| Adalta Capital Management LLC | 176,569 | $7.5M | +1,000 |
| American Financial Group Inc. | 64,327 | $2.7M | 0 |
| Morgan Stanley | 54,462 | $2.3M | -496 |
| Bulldog Investors, LLP | 19,218 | $817.9K | 0 |
| Legal & General Group Plc | 15,140 | $655.3K | 0 |
| Osaic Holdings, Inc. | 400 | $17.0K | 0 |
| Allworth Financial LP | 286 | $12.2K | 0 |
| Wells Fargo & Company | 250 | $10.6K | -1 |
| UBS Group AG | 130 | $5.5K | -358 |
| IFG Advisory, LLC | 7 | $298 | – |
Peers
Companies in the same industry.
- Blue Owl Technology Finance Corp. (OTF): revenue $2.7M, market value $4.4B
- Hercules Capital, Inc. (HTGC): revenue $540.3M, market value $3.1B
- Trinity Capital Inc. (TRIN): revenue $313.1M, market value $1.6B
- Prospect Capital Corp. (PSEC): revenue $581.9M, market value $823.0M
- Fidus Investment Corp. (FDUS): revenue $134.6M, market value $733.8M
- Gladstone Capital Corp. (GLAD): revenue $95.2M, market value $428.4M
- Saratoga Investment Corp. (SAR): revenue $109.4M, market value $216.5M
- Stellus Capital Investment Corp. (SCM): revenue $92.8M, market value $200.4M